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    • Member Info
      • Native Language:
      • German
      • Home Country:
      • Germany
      • Current Location:
      • Germany

    • Join Date: Apr 2010
    • Posts: 24
    #1

    can any one look at this

    Risk management
    ---------------
    Markets have procedures, rules, regulations & technical requirements to reduce the risk in the Capital Market, to protect market-participants from loss to assure the smooth functioning of the market & to maintain the confidence of investors
    *Settlement Guarantee Fund (SGF)
    -Separate legal entity with financial autonomy
    -Fund membership is compulsory for brokers
    *Tight Coupling Environment
    -Trading & Settlement Cap for market participants based on the amount of posted collaterals to (SGF)
    -Pre-validation of all sell orders ensuring securities held in trading or custody account (order verification)
    *Settlement bank
    *Buy-in & sell-out measures

    • Member Info
      • Native Language:
      • Chinese
      • Home Country:
      • Malaysia
      • Current Location:
      • Malaysia

    • Join Date: Jun 2006
    • Posts: 2,130
    #2

    Re: can any one look at this

    Quote Originally Posted by madunix View Post
    Risk management
    ---------------
    Markets have procedures, rules, regulations & technical requirements to reduce the risk in the Capital Market, to protect market-participants from loss to assure(ensure) the smooth functioning of the market & to maintain the confidence of investors. They are as follows:

    *Settlement Guarantee Fund (SGF)
    -Separate legal entity with financial autonomy
    -Fund membership is compulsory for brokers
    *Tight Coupling Environment
    -Trading & Settlement Cap for market participants based on the amount of posted collaterals to (SGF)
    -Pre-validation of all sell orders ensuring securities held in trading or custody account (order verification)
    *Settlement bank
    *Buy-in & sell-out measures
    not a teacher
    Last edited by tedtmc; 12-Apr-2010 at 07:40.

    • Member Info
      • Native Language:
      • German
      • Home Country:
      • Germany
      • Current Location:
      • Germany

    • Join Date: Apr 2010
    • Posts: 24
    #3

    Re: can any one look at this

    its a presentation slide about risk managment

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