madunix
Member
- Joined
- Apr 9, 2010
- Member Type
- Academic
- Native Language
- German
- Home Country
- Germany
- Current Location
- Germany
Risk management
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Markets have procedures, rules, regulations & technical requirements to reduce the risk in the Capital Market, to protect market-participants from loss to assure the smooth functioning of the market & to maintain the confidence of investors
*Settlement Guarantee Fund (SGF)
-Separate legal entity with financial autonomy
-Fund membership is compulsory for brokers
*Tight Coupling Environment
-Trading & Settlement Cap for market participants based on the amount of posted collaterals to (SGF)
-Pre-validation of all sell orders ensuring securities held in trading or custody account (order verification)
*Settlement bank
*Buy-in & sell-out measures
---------------
Markets have procedures, rules, regulations & technical requirements to reduce the risk in the Capital Market, to protect market-participants from loss to assure the smooth functioning of the market & to maintain the confidence of investors
*Settlement Guarantee Fund (SGF)
-Separate legal entity with financial autonomy
-Fund membership is compulsory for brokers
*Tight Coupling Environment
-Trading & Settlement Cap for market participants based on the amount of posted collaterals to (SGF)
-Pre-validation of all sell orders ensuring securities held in trading or custody account (order verification)
*Settlement bank
*Buy-in & sell-out measures