can any one look at this

Status
Not open for further replies.

madunix

Member
Joined
Apr 9, 2010
Member Type
Academic
Native Language
German
Home Country
Germany
Current Location
Germany
Risk management
---------------
Markets have procedures, rules, regulations & technical requirements to reduce the risk in the Capital Market, to protect market-participants from loss to assure the smooth functioning of the market & to maintain the confidence of investors
*Settlement Guarantee Fund (SGF)
-Separate legal entity with financial autonomy
-Fund membership is compulsory for brokers
*Tight Coupling Environment
-Trading & Settlement Cap for market participants based on the amount of posted collaterals to (SGF)
-Pre-validation of all sell orders ensuring securities held in trading or custody account (order verification)
*Settlement bank
*Buy-in & sell-out measures
 

tedtmc

Key Member
Joined
Jun 12, 2006
Member Type
Interested in Language
Native Language
Chinese
Home Country
Malaysia
Current Location
Malaysia
Risk management
---------------
Markets have procedures, rules, regulations & technical requirements to reduce the risk in the Capital Market, to protect market-participants from loss to assure(ensure) the smooth functioning of the market & to maintain the confidence of investors. They are as follows:

*Settlement Guarantee Fund (SGF)
-Separate legal entity with financial autonomy
-Fund membership is compulsory for brokers
*Tight Coupling Environment
-Trading & Settlement Cap for market participants based on the amount of posted collaterals to (SGF)
-Pre-validation of all sell orders ensuring securities held in trading or custody account (order verification)
*Settlement bank
*Buy-in & sell-out measures

not a teacher
 
Last edited:
Status
Not open for further replies.
Top