can any one look at this

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madunix

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Risk management
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Markets have procedures, rules, regulations & technical requirements to reduce the risk in the Capital Market, to protect market-participants from loss to assure the smooth functioning of the market & to maintain the confidence of investors
*Settlement Guarantee Fund (SGF)
-Separate legal entity with financial autonomy
-Fund membership is compulsory for brokers
*Tight Coupling Environment
-Trading & Settlement Cap for market participants based on the amount of posted collaterals to (SGF)
-Pre-validation of all sell orders ensuring securities held in trading or custody account (order verification)
*Settlement bank
*Buy-in & sell-out measures
 

tedtmc

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Risk management
---------------
Markets have procedures, rules, regulations & technical requirements to reduce the risk in the Capital Market, to protect market-participants from loss to assure(ensure) the smooth functioning of the market & to maintain the confidence of investors. They are as follows:

*Settlement Guarantee Fund (SGF)
-Separate legal entity with financial autonomy
-Fund membership is compulsory for brokers
*Tight Coupling Environment
-Trading & Settlement Cap for market participants based on the amount of posted collaterals to (SGF)
-Pre-validation of all sell orders ensuring securities held in trading or custody account (order verification)
*Settlement bank
*Buy-in & sell-out measures

not a teacher
 
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madunix

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Apr 9, 2010
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Academic
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German
Home Country
Germany
Current Location
Germany
its a presentation slide about risk managment
 
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